Caltech Geologist Investigates Canyon Carved in Just Three Days in Texas Flood

Study of how canyon formed offers insight into ancient flood events on Earth and Mars

PASADENA, Calif.—In the summer of 2002, a week of heavy rains in Central Texas caused Canyon Lake—the reservoir of the Canyon Dam—to flood over its spillway and down the Guadalupe River Valley in a planned diversion to save the dam from catastrophic failure. The flood, which continued for six weeks, stripped the valley of mesquite, oak trees, and soil; destroyed a bridge; and plucked meter-wide boulders from the ground. And, in a remarkable demonstration of the power of raging waters, the flood excavated a 2.2-kilometer-long, 7-meter-deep canyon in the bedrock.

According to a new analysis of the flood and its aftermath—performed by Michael Lamb, assistant professor of geology at the California Institute of Technology (Caltech), and Mark Fonstad of Texas State University—the canyon formed in just three days. 

A paper about the research appears in the June 20 advance online edition of the journal Nature Geoscience

Our traditional view of deep river canyons, such as the Grand Canyon, is that they are carved slowly, as the regular flow and occasionally moderate rushing of rivers erodes rock over periods of millions of years. 

Such is not always the case, however. "We know that some big canyons have been cut by large catastrophic flood events during Earth's history," Lamb says.

Streamlined islands sculpted by the flood and large boulders transported by the flood.
Credit: Michael Lamb/Caltech

Unfortunately, these catastrophic megafloods—which also may have chiseled out spectacular canyons on Mars—generally leave few telltale signs to distinguish them from slower events. "There are very few modern examples of megafloods," Lamb says, "and these events are not normally witnessed, so the process by which such erosion happens is not well understood." Nevertheless, he adds, "the evidence that is left behind, like boulders and streamlined sediment islands, suggests the presence of fast water"—although it reveals nothing about the time frame over which the water flowed.

This is why the Canyon Lake flood is so significant. "Here, we know that all of the erosion occurred during the flood," Lamb says. "Flood waters flowed for several weeks, but the highest discharge—during which the bulk of the erosion took place—was over a period of just three days." 

Boulders transported by the 2002 Canyon Lake flood.
Credit: Michael Lamb/Caltech

Lamb and Fonstad reached this conclusion using aerial photographs of the region taken both before and after the flood, along with field measurements of the topography of the region and measurements of the flood discharge. Then they applied an empirical model of the sediment-carrying capacity of the flood—that is, the amount of soil, rocks, boulders, and other debris carried by the flood to produce the canyon.

The analysis revealed that the rate of the canyon erosion was so rapid that it was limited only by the amount of sediment the floodwaters could carry. This is in contrast to models normally applied to rivers where the erosion is limited by the rate at which the underlying rock breaks and is abraded. 

The researchers argue that the rate of erosion was rapid because the flood was able to pop out and cart away massive boulders (a process called "plucking")—producing several 10- to 12-meter-high waterfalls that propagated upstream toward the dam, along with channels and terraces. The flood was able to pluck these boulders because the bedrock below the soil surface of the valley was already fractured and broken. 

The abrasion of rock by sediment-loaded waters—while less significant in terms of the overall formation of the canyon—produced other features, like sculpted walls, plunge pools at the bases of the waterfalls, and teardrop-shaped sediment islands. The sediment islands are particularly significant, Lamb says, because "these are features we see on Earth and on Mars in areas where we think large flow events have occurred. It's nice that here we're seeing some of the same features that we've interpreted elsewhere as evidence of large flow events."

The results, Lamb says, offer useful insight into ancient megafloods, both on Earth and on Mars, and the deep canyons they left behind. "We're trying to build models of erosion rates so we can go to places like Mars and make quantitative reconstructions of how much water was there, how long it lasted, and how quickly it moved," Lamb says. In addition, he says, "this is one of a few places where models for canyon formation can be tested because we know the flood conditions under which this canyon formed."

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Kathy Svitil
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Edwin S. Munger, 88

Noted Caltech geographer was an expert on Africa, ethnic relations

PASADENA, Calif.-Edwin S. Munger, professor of geography, emeritus, at the California Institute of Technology (Caltech), passed away peacefully June 15 at his home in Pasadena, California. He was 88 years old.

Munger was a renowned specialist on Africa, particularly race and ethnic relations. He made dozens of trips to the continent, visited every country on it, and lived there for a decade.

Born in La Grange, Illinois, Munger received his BS, MS, and PhD degrees from the University of Chicago. He was a visiting lecturer at Caltech throughout the 1950s before becoming professor of geography in 1961. He became professor emeritus in 1988.

Munger took his first trip to Africa in 1947-financed by his Army poker winnings-and his second in 1949 as the first Fulbright Fellow to Africa, attending Makerere University, Kampala, Uganda. He was an Institute of Current World Affairs (ICWA) fellow in Africa from 1950 to 1954, and from 1955 to 1961 was an American Universities Field Staff member, during which time he lived a year each in Ghana, Nigeria, Kenya, and South Africa, while at the same time serving on the faculty of the University of Chicago.

He was an evaluator for the Peace Corps in Uganda (1966) and Botswana (1967) and chairman of the U.S. State Department Evaluation Team in South Africa (1971).

Munger once said, "One of the joys of being a geographer is that the world is my oyster, world travel my most stimulating teacher."

His passion for the region led to his founding of the African Studies Association and the U.S.-South African Leader Program, and later, he served as a board member of the South African Institute of Race Relations. For 14 years he served as president of the L.S.B. Leakey Foundation, working to increase scientific knowledge and public understanding of human origins and evolution. He was also instrumental in launching the foundation's Baldwin Fellowships, which have helped more than 40 Africans obtain advanced degrees in archaeology. In 1985, Munger founded the Cape of Good Hope Foundation to help mostly black universities in southern Africa, and subsequently sent more than $3 million dollars worth of books to help those institutions. He edited the Munger Africana Library Notes (1969-1982) and amassed a library of over 60,000 volumes on sub-Saharan Africa, the largest private collection in the United States, and a unique cultural resource.

He was president of the Pasadena Playhouse (1966) and one of the founders of Caltech's Friends of Beckman Auditorium.

A respected teacher, Munger in 1976 received the top teaching prize given by Caltech's student body and in 1980 was made an honorary member of the Caltech Alumni Association. He continued to be a presence on the Caltech campus by joining notable faculty members at the campus faculty club-the Athenaeum-"round table," a lunchtime gathering of scientific leaders from various disciplines who meet to socialize and hold discussions of the highest order.

In 1993 he received the Alumni Citation Award for public service from the University of Chicago, and in 2002 he was the recipient of the Gandhi-King-Ikeda award from Morehouse College for his years of dedication to improving race relations. 

Later in life, he developed an interest in collecting chess sets and at one point had amassed more than 400 ethnic chess sets from the more than 250 countries and islands he had visited.

A prolific author, Munger produced numerous titles, including 1965's Bechuanaland: Pan-African Outpost or Bantu Homeland?, 1967's Afrikaner and African Nationalism, 1983's Touched by Africa, and 1996's Cultures, Chess & Art, A Collector's Odyssey Across Seven Continents, Volume 1: Sub-Saharan Africa, which he followed with volumes 2 and 3.

Munger leaves behind his wife of 40 years, Ann Boyer Munger, daughter Betsy Owens from his first marriage with the late Elizabeth Nelson Munger, nephews Christopher and Roger, and nieces Jennifer, Trudie, and Sarah.

A memorial service will be held at 4:00 p.m. on Thursday, June 24th at the Athenaeum, 551 S. Hill Avenue, Pasadena. In lieu of flowers, the family requests donations in his memory be made to Friends of Beckman Auditorium, Caltech, Pasadena, CA 91125 or to the Institute of Current World Affairs, 4545 42nd St. NW, Suite 311, Washington, D.C. 20016-4623.

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Jon Weiner
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East African Human Ancestors Lived in Hot Environments, Says Caltech-led Team

Geochemical findings could help explain facets of early human evolution, including the development of bipedalism

PASADENA, Calif.—East Africa's Turkana Basin has been a hot savanna region for at least the past 4 million years—including the period of time during which early hominids evolved in this area—says a team of researchers led by scientists at the California Institute of Technology (Caltech). These findings may shed light on the evolutionary pressures that led humans to walk upright, lose most of our body hair, develop a more slender physique, and sweat more copiously than other animals.

Their findings—which were based on measurements of the spatial distribution and concentrations of isotopes in carbonate ions—are being reported this week in the early online edition of the Proceedings of the National Academy of Sciences (PNAS).

"When you measure the temperature of the ground, you learn a lot about the environment above it," says John Eiler, Robert P. Sharp Professor of Geology and professor of geochemistry at Caltech. In fact, he says, soil temperature tells you not just about air temperature, but about whether there were trees and plants to shade the soil, keeping temperatures cooler during the hottest part of the day.

Today, northern Kenya—where the Turkana Basin is found—is among the warmest areas on earth. It has little canopy forest, leaving the ground exposed to sunlight. "The question is, was the ground here ever cooler than it is today?" asks Eiler. "And if it was, why? Was it because the air was cooler, or because of more forest shading?"

To find out, the team examined the spatial organization (or "clumping") of rare, naturally occurring isotopes of carbon and oxygen—specifically, carbon-13 and oxygen-18—in the form of carbonate ions that are constituents of minerals found in buried soils from northern Kenya. The clumping of these isotopes, Eiler and his colleagues have demonstrated in previous papers, is dependent on temperature: Hot temperatures lead to less clumping; cold temperatures, more.

"These carbonates are a common constituent of these soils," Eiler explains. "If you have the ability to measure their isotopes, then you have a ground-temperature thermometer."

When the researchers applied that thermometer to various layers of buried soils from East Africa, they found what Eiler says was "such a straightforward answer, it wasn’t obvious how we could talk ourselves out of the conclusion we reached."

That conclusion? "The Turkana Basin region—one of the key places where hominid fossils documenting human evolution are found—has been a really hot place for a really long time," says Benjamin Passey, formerly a postdoctoral scholar at Caltech. Passey, who led the work on this project, is now at Johns Hopkins University.

But why does it matter how hot Africa was millions of years ago? "This is the area where we find the occurrence of some of the earliest hominid species," notes Eiler. "It tells us that this environment, though harsh, was a place where our ancestors could thrive. It tells us that they were probably originally marginal species that lived in difficult-to-survive environments."

The findings also shed some light—and heat—on a longstanding debate over the origin of bipedalism in early humans.

"For a long time, anthropologists have hypothesized that bipedalism and other unique human traits would be advantageous to life in hot savanna environments," says Passey. "For example, by standing upright, we intercept less direct sunlight than if we were on all fours, and in hot, open environments, the ground and near-surface air can be appreciably hotter than the air a few feet above the ground. So, by standing upright, we are avoiding a high-temperature environment."

Of course, Passey adds, this strategy would only be of significant use if the environment in question is indeed a high-temperature one. "In cooler environments, these traits do not really have a thermal advantage," he notes. These considerations led to the team's interest in figuring out just how hot it was in the part of the world where bipedalism is most likely to have first gained a toehold.

Eiler cautions that the team's findings are simply assessments of the area's temperature over time, and have nothing to say about "the importance of ambient temperature in shaping human evolution." But, he notes, they are "consistent with the notion that the heat in the area would have been a selective pressure that could have made bipedalism advantageous."

In addition to Eiler and Passey, the coauthors on the PNAS paper, "High-temperature environments of human evolution in East Africa based on bond ordering in paleosol carbonates," were former Caltech postdoc Naomi Levin, now at Johns Hopkins University; and Thure Cerling and Francis Brown from the University of Utah. Their work was supported by grants from the Camille & Henry Dreyfus Foundation and the National Science Foundation.

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Lori Oliwenstein
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Caltech-Led Team First to Directly Measure Body Temperatures of Extinct Vertebrates

Could help scientists track paleoclimate, determine whether dinosaurs and other species were warm- or cold-blooded

PASADENA, Calif.— Was Tyrannosaurus rex cold-blooded? Did birds regulate their body temperatures before or after they began to grow feathers? Why would evolution favor warm-bloodedness when it has such a high energy cost?

Questions like these—about when, why, and how vertebrates stopped relying on external factors to regulate their body temperatures and began heating themselves internally—have long intrigued scientists.

Now, a team led by researchers at the California Institute of Technology (Caltech) has taken a critical step toward providing some answers. Reporting online this week in the early edition of the Proceedings of the National Academy of Sciences (PNAS), they describe the first method for the direct measurement of the body temperatures of large extinct vertebrates—through the analysis of rare isotopes in the animals' bones, teeth, and eggshells.

"This is not quite like going back in time and sticking a thermometer up a creature's back end," says John Eiler, Robert P. Sharp Professor of Geology and professor of geochemistry at Caltech. "But it's close."

Studying the mechanisms of and changes in temperature regulation in long-extinct animals requires knowing what their body temperatures were in the first place. But the only way scientists have had to study temperature regulation in such creatures was to make inferences based on what is known about their anatomy, diet, or behavior. Until now.

The technique the team has developed to measure body temperature in extinct vertebrates looks at the concentrations of two rare isotopes—carbon-13 and oxygen-18. "These heavy isotopes like to bond, or clump together, and this clumping effect is dependent on temperature," says Caltech postdoctoral scholar Robert Eagle, the paper's first author. "At very hot temperatures, you get a more random distribution of these isotopes, less clumping. At low temperatures, you find more clumping."

In living creatures, this clumping can be seen in the crystalline lattice that makes up bioapatite—the mineral from which bone, tooth enamel, eggshells, and other hard body parts are formed. "When the mineral precipitates out of the blood—when you create bone or tooth enamel—the isotopic composition is frozen in place and can be preserved for millions of years," he adds.

In addition, work in Eiler's lab has "defined the relationship between clumping and temperature," says Eagle, "allowing measurements of isotopes in the lab to be converted into body temperature." The method is accurate to within one or two degrees of difference.

"A big part of this paper is an exploration of what sorts of materials preserve temperature information, and where," notes Eiler.

To do this, the team looked at bioapatite from animals whose form of body-temperature regulation is already known. "We know, for instance, that mammals are warm-blooded; all the bioapatite in their bodies was formed at or near 37 degrees centigrade," says Eagle.

After showing proof of concept in living animals, the team looked at those no longer roaming the earth. For instance, the team was able to analyze mammoth teeth, finding body temperatures of between 37 and 38 degrees—exactly as expected.

Going back even further in time, they looked at 12-million-year-old fossils from a relative of the rhinoceros, as well as from a cold-blooded member of the alligator family tree. "We found we could measure the expected body temperature of the rhino-like mammal, and could see a temperature difference between that and the alligator relative, of about 6 degrees centigrade," Eagle says.

There are, however, limitations to this sort of temperature sleuthing. For one, the information that the technique provides is only a snapshot of a particular time and place, Eiler says, and not a lifelong record. "When we look at tooth enamel, for instance, what we get is a record of the head temperature of the animal when the tooth grew," he notes. "If you want to know what his big-toe temperature was two years later, too bad."

And, of course, the technique relies on the quality of the fossils available for testing. While teeth tend to withstand the rigors of burial and time, eggshells are "fragile and prone to recrystallization during burial," says Eiler. Finding good specimens can be difficult.

But the rewards are worth the effort. "The main reason to do this sort of work is because gigantic land animals are intrinsically fascinating," Eiler says. "We want to look at where warm-bloodedness emerged, and where it didn't emerge. And this technique will help us to reconstruct food webs. In the distant past, dinosaurs and other large animals were the crown of the food web; we'll be able to figure out how they went about their business."

Now that they've pinned down an accurate paleothermometer, the research team has gone further back in time, and has begun looking at the body temperatures of vertebrates about whom less is known. "Before mammals and birds," says Eagle, "we have no good idea what physiology these ancient creatures had."

First up? Dinosaurs, of course. "We're looking at eggshells and teeth to see whether the most conspicuous dinosaur species were warm- or cold-blooded," says Eiler.

In addition, he says, the researchers would like to apply their approach to better understand some key evolutionary transitions.

"Take birds, for instance," Eiler says. "Were they warm-blooded before or after they started to fly? Before or after they developed feathers? We want to take small birds and track their body temperature through time to see what we can learn."

Finally, they hope to get a peek at the paleoclimate, through the body-temperature data derived from ancient cold-blooded animals. "With this method, we can track changes in body temperature as a proxy for changes in air or water temperature."

In addition to Eiler and Eagle, the other authors on the PNAS paper, "Body temperatures of modern and extinct vertebrates from 13C-18O bond abundances in bioapatite," are Edwin Schauble of the University of California, Los Angeles (UCLA); Thomas Tütken of the Universität Bonn in Germany; Richard Hulbert of the Florida Museum of Natural History; and Aradhna Tripati, who has appointments at Caltech, UCLA, and the University of Cambridge.

Their work was supported by grants from the National Science Foundation, and by a Caltech Chancellors Postdoctoral Scholarship.

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Lori Oliwenstein
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Aseismic Slip as a Barrier to Earthquake Propagation

Caltech scientists and partners explore the effects of aseismic slip in the aftermath of 2007 Peru earthquake

PASADENA, Calif.—On August 15, 2007, a magnitude 8.0 earthquake struck in Central Peru, killing more than 500 people—primarily in the town of Pisco, which was heavily damaged by the temblor—and triggering a tsunami that flooded Pisco's shore and parts of Lima's Costa Verde highway. The rupture occurred as the Nazca tectonic plate slipped underneath the South American plate in what is known as a subduction zone.

Soon thereafter, Hugo Perfettini—a former postdoctoral scholar with the Tectonics Observatory at the California Institute of Technology (Caltech), now at the Institut de Recherche pour le Développement in France—deployed an array of GPS stations in southern Peru.

They were used to measure the postseismic deformation—the deformation that occurred in the first year after the earthquake.

When the research team—made up of a collaboration of scientists at the Caltech Tectonics Observatory and their partners in Peru and France—looked at the data from these GPS stations and compared them to the distribution of aftershocks in the area, they noticed something "amazing," says Jean-Philippe Avouac, director of the Tectonics Observatory and professor of geology at Caltech

The team's analysis of this data—and the conclusions they were able to draw as a result—are described in a paper in the May 6 issue of the journal Nature.

"After the earthquake, the plate interface slipped quite a bit," Avouac says. "But the aftershocks were tiny compared to the displacement. In other words, there was a lot of deformation, but most of it was aseismic." (Aseismic slippage, or aseismic creep, is movement along a fault that occurs without any accompanying seismic waves.)

This was contrary to what had long been assumed about plate movement in the area. "We used to think the plate interface at a subduction zone—which extends in this case from the surface to a depth of about 40 kilometers—was only slipping during large earthquakes," Avouac explains. "In Peru, 50 percent of the slippage within this range of depth is actually aseismic."

This study shows that the plate interface is a patchwork of areas differing in their frictional properties: areas with seismic, or unstable, slip (dark gray patches) and areas with aseismic, or stable, slip (light gray patches).
Credit: Caltech Tectonics Observatory

When the team mapped this aseismicity, they found that it occurred in a sort of "patchwork" pattern, says Avouac, with areas that "mostly slip aseismically and areas that mostly slip during earthquakes." As it turns out, some of these areas are always aseismic, "creeping continuously," he notes—and therefore act as a sort of permanent barrier to the propagation of an earthquake. Since seismic stress cannot build up in these particular aseismic areas, there is no stress to be released in an earthquake; any seismic rupture traveling through such an area would stop dead in its tracks.

What was perhaps most surprising, Avouac adds, is that one of the largest aseismic areas the researchers found "corresponds with where the Nazca ridge comes into the trench."

"This large area of aseismic slip is good news," he says. "It lowers the seismic hazard in that region, and allows us to be a little bit predictive. We cannot tell you when there will be an earthquake, but we can tell you where there is stress buildup, and where there is no stress buildup. Where there is no stress buildup, there will be no seismic rupture. That is where the earthquakes are going to stop."

The lessons learned in Peru, Avouac says, should be generalizable to just about any subduction zone—Sumatra, for instance, or Chile—and probably to any other kind of fault as well. And so Avouac—along with Nadia Lapusta, associate professor of mechanical engineering and geophysics at Caltech, and postdoctoral scholar Yoshihiro Kaneko from the Scripps Institution of Oceanography, who worked on this project while doing his PhD at Caltech—decided to look at "the long-term evolution of slip on a model fault where two seismogenic, locked segments are separated by an aseismically slipping patch where rupture is impeded," they explain in a paper recently published online in the journal Nature Geoscience.

When the locked segments (i.e., the areas in which stress builds up, and which produce earthquakes when they rupture) are far apart—or if the intervening aseismic area has frictional characteristics that make aseismic slip easy—they "tend to rupture independently," says Avouac. If they are very close together, they tend to interact and eventually break together.

The interesting question, Avouac says, is what we can expect to happen when the two segments are close, but not too close—and are separated by an aseismic area, as was seen in the Peru patchwork. By looking at what geologists call interseismic coupling—"the fraction of sliding that is aseismic and occurs between earthquakes," explains Avouac—and by factoring in distance, time, and the sliding speed, the team was able to determine whether an earthquake that begins in one locked area is likely to stop when it hits an aseismic barrier, or whether it will be able to cross that barrier and rupture the segment on the other side.

"This model demonstrates that, based on geodetic monitoring of a subduction zone, we can not only locate the places that are accommodating plate motion through slow, aseismic slip, but also determine the probability that they will be able to arrest seismic ruptures," says Lapusta.

The hope, Avouac adds, is that this sort of modeling can be applied to data derived from actual subduction zones. "We want to create models that will take into account the physical properties of a fault to produce a scenario of how the system might evolve," he says, in much the same way that meteorologists forecast the weather.

"Our study opens the possibility of predicting patterns of large earthquakes that a fault system could produce on the basis of observations of its coupling," adds Kaneko, "and suggests that regions of low coupling may reveal permanent barriers to large earthquakes."

In addition to Avouac and Perfettini, the other authors on the Nature paper, "Seismic and aseismic slip on the Central Peru megathrust," were Pierre Soler, Francis Bondoux, Mohamed Chlieh, and Laurence Audin of the Institut de Recherche pour le Développement; Hernando Tavera of the Instituto Geofisico del Perú; Andrew Kositsky, a former Caltech undergraduate student, now at Ashima Research in Pasadena; Jean-Mathieu Nocquet of Géoazur in Valbonne, France; Anthony Sladen, a staff seismologist at Caltech; and Daniel Farber of the University of California, Santa Cruz. The work was supported by grants from the Institut de Recherche pour le Développement, the Gordon and Betty Moore Foundation (through the Caltech Tectonics Observatory), and the National Science Foundation (NSF). The paper can be found at http://www.nature.com/nature/journal/v465/n7294/full/nature09062.html

The abstract of the Nature Geoscience paper, "Towards inferring earthquake patterns from geodetic observations of interseismic coupling," can be found at http://www.nature.com/ngeo/journal/v3/n5/abs/ngeo843.html. The work was funded by grants from the NSF and the Gordon and Betty Moore Foundation (through the Caltech Tectonics Observatory).

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Lori Oliwenstein
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Diving for Microbes

Sixteen panels of four different clumps of marine microorganisms collected from a methane seep off the coast of northern California. Each clump, called an aggregate, is about 10 microns (millionths of a meter) across. The microbes have been tagged with fluorescent markers. DNA glows blue.

On the ocean floor, a thousand meters under the sea, there's no light and little oxygen. Without conventional sources of food, a group of mysterious microbes have evolved to eat methane, forming the base of an ecosystem that abounds with crabs, tube worms, and shrimp. By consuming this greenhouse gas, these bugs prevent further warming of the planet, showing that despite their itty-bitty size, their importance to the world is not to be overlooked. "They are an integral part of almost every facet of our planet," says Assistant Professor of Geobiology Victoria Orphan, whose team of researchers dive into the ocean to uncover whatever secrets these critters may hold. This group of bugs consists of bacteria and archaea—another type of microscopic life—and Orphan's lab is learning how these two types of microbes work together to harness the energy locked in methane.

Orphan's team explores the sea floor in the waters off the coasts of such places as Costa Rica and the Eel River Basin in northern California, steering robotic submarines equipped with arms that dig for gray mud teeming with the microbes. Sometimes the researchers venture into the murky deep themselves, aboard the Alvin, the sub famous for exploring the wreck of the Titanic.

Back at the lab, they analyze the mud samples with a series of techniques pulled from geochemistry and microbiology. Applying a method called magneto fluorescence in situ hybridization (magnetoFISH), Orphan and her colleagues can pick out the bugs and identify them. The bacteria glow green, while the archaea glow red. The team also uses another technique called nanoscale secondary ion mass spectrometry (nanoSIMS), blasting the microbial cells with a beam of cesium ions and analyzing whatever particles ricochet back out. With nanoSIMS, the researchers discovered that the microbes play a surprisingly big role in the world's nitrogen cycle. Besides eating methane, the bugs apparently can break down gaseous nitrogen into forms that they—and other organisms—can use. Nitrogen is an essential nutrient that makes up 78 percent of our atmosphere, but in its gaseous state it assumes a chemical form that life cannot use.

These bacteria and archaea flourish in harsh, oxygenless environments akin to those on Earth during the first couple billion years of the planet's existence. As organisms that also share DNA with the first-known lifeforms, these methane-munching microbes are living fossils, telling us something about our planet's history. And if life can take hold in such unforgiving conditions on Earth, perhaps it can take hold in extraterrestrial environments. These underwater bugs, then, may be our connection to life in the distant past and on other worlds.

At the very least, these microbes are crucial for life on this planet. "If all bacteria and archaea just stopped functioning, life on Earth would come to an abrupt halt," says Anne Dekas, one of Orphan's graduate students. "I can't think of anything as important as that."

To read more and watch videos from the dives, see the E&S Zmag. Or listen to our audio podcast.

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Marcus Woo
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Elementary School Students Tour Caltech's Tectonics Observatory and Seismo Lab

Sixty sixth graders from Hamilton Elementary School in Pasadena recently visited campus to tour Caltech's Tectonics Observatory and Seismological Laboratory. Their first stop was the lab of grad student Willy Amidon (right), who showed them his collection of geologic specimens and asked, "How old are these rocks?" He then showed them how to answer that question by demonstrating the methods scientists use in the cosmogenic dating of rocks, from grinding the samples to extracting microscopic zirconium crystals and then baking them in a mass spectrometer to drive off and measure helium-3.

Amidon explained that when the sun's cosmic rays hit a rock, He-3 is produced and then trapped in zirconium crystals. The He-3 only starts to build up when the rock reaches Earth's surface and is exposed to the rays—so the more He-3 present, the longer the rock has been at the surface, and the older it is.

The sixth graders next visited Caltech postdoc Itai Haviv (right), who gave a presentation on the rise of the Himalayas. He explained how the world's highest mountain range was born and how scientists conduct geologic field work in remote areas with no roads. He also showed how scientists separate the rate of mountain building from the rate of erosion by examining the different minerals in Himalayan rocks to estimate the age of the rocks, and hence the mountains' growth rate.

The students' final stop was with Tectonics Observatory research seismologist Anthony Sladen (below), who discussed the two recent earthquakes in Chile and Haiti. He showed them how to use Google Earth to locate the fault responsible for the Haitian quake, and how to find the epicenters of the two earthquakes and the locations of their numerous aftershocks. Sladen explained that the images of Haiti on  Google Earth are so detailed that rescue teams were able to use the application to locate people after the disaster.

The students also created their own earthquakes using "earthquake machines" built with blocks, sandpaper, and springs. The resulting seismic waves were then detected and displayed on a laptop using the Mac OS X application SeisMac. Through this simple model, they learned firsthand why it is not possible for seismologists to predict the next earthquake.

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Caltech Receives More than $33 Million from American Recovery and Reinvestment Act

Neuroeconomics and the fundamentals of jet noise just some of the many projects supported

PASADENA, Calif.-Research in genomic sciences, astronomy, seismology, and neuroeconomics are some of the many projects being funded at the California Institute of Technology (Caltech) by the American Recovery and Reinvestment Act (ARRA).

As part of the federal government program of stimulating the economy, ARRA is providing approximately $21 billion for research and development. The goal is for the funding to lead to new scientific discoveries and to support jobs.

ARRA provides the funds to federal research agencies such as the National Institutes of Health, the National Science Foundation, and the Department of Energy, which then support proposals submitted by universities and other research institutions from across the country.

Caltech has received 82 awards to date, totaling more than $33 million. Spending from the grants began in the spring of 2009 and thus far has led to the support of 93 jobs at the Institute.

"This funding will help lead to substantive and important work here at Caltech," says Caltech president Jean-Lou Chameau. "We're grateful to have this opportunity to advance research designed to benefit the entire country."

For biologist Paul Sternberg, the Thomas Hunt Morgan Professor of Biology at Caltech and a Howard Hughes Medical Institute investigator, the ARRA funds mean an opportunity to improve upon WormBase, an ongoing multi-institutional effort to make genetic information on the experimental animal C. elegans freely available to the world.

"All biological and biomedical researchers rely on publicly available databases of genetic information," says Sternberg. "But it has been expensive and difficult to extract information from scientific research articles. We have developed some tools to make it less expensive and less tedious to get the job done, for WormBase and many other groups."

Sternberg's ARRA funds-$989,492-will go towards developing a more efficient approach to extracting key facts from published biological-science papers.

Among the other diverse Caltech projects receiving ARRA funds are:

  • a catalog of jellyfish DNA;
  • improving the speed of data collection at Caltech's Center of Excellence in Genomic Science;
  • studies into the fundamentals of particle physics;
  • the California High School Cosmic Ray Observatory (CHICOS) program, which provides high school students access to cosmic ray research;
  • the search for new astronomical objects such as flare stars and gamma-ray bursts, and the means to make those discoveries accessible to the public; and
  • a $1 million upgrade of the Southern California Seismic Network.

Caltech Professor of Mechanical Engineering Tim Colonius received ARRA funds for research into better understanding how noise is created by turbulence in the exhaust of turbofan aircraft engines and what might be done to mitigate it. Jet noise is an environmental problem subject to increasingly severe regulation throughout the world.

"To meet the ambitious noise-reduction goals under discussion, a greatly enhanced understanding of the basic physics is needed," says Colonius. "Very large-scale computer simulations and follow-up analyses will bring us much closer to the goal of discovering the subtle physical mechanisms responsible for the radiation of jet noise and allow us to develop methods for suppressing it."

Colonius received $987,032 in ARRA funds from the National Science Foundation.

Colin Camerer, the Robert Kirby Professor of Behavioral Economics, received his ARRA funds to explore the application of neurotechnologies to solving real-life economic problems.

"Our project, with my Caltech colleague Antonio Rangel, will explore the psychological and neural correlates of value and decision-making and their use in improving the efficiency of social allocations," says Camerer.

Camerer and his colleagues previously found that they could use information obtained through functional magnetic resonance imaging measurements to develop solutions to economic challenges.

Rangel, an associate professor of economics, has a second ARRA-funded project to analyze the neuroeconomics of self-control in dieting populations.

"Funding of this nature is critical to much of the work we do here at Caltech," adds Chameau. "And with ARRA support, dramatic discoveries may be just around the corner."

For a complete list of ARRA projects, visit: http://www.recovery.gov

# # #

About Caltech:

Caltech is recognized for its highly select student body of 900 undergraduates and 1,200 graduate students, and for its outstanding faculty. Since 1923, Caltech faculty and alumni have garnered 32 Nobel Prizes and five Crafoord Prizes.

In addition to its prestigious on-campus research programs, Caltech operates the Jet Propulsion Laboratory (JPL), the W. M. Keck Observatory in Mauna Kea, the Palomar Observatory, and the Laser Interferometer Gravitational-Wave Observatory (LIGO). Caltech is a private university in Pasadena, California. For more information, visit http://www.caltech.edu.

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Jon Weiner
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Caltech Scientists Discover Fog on Titan

PASADENA, Calif.—Saturn's largest moon, Titan, looks to be the only place in the solar system—aside from our home planet, Earth—with copious quantities of liquid (largely, liquid methane and ethane) sitting on its surface. According to planetary astronomer Mike Brown of the California Institute of Technology (Caltech), Earth and Titan share yet another feature, which is inextricably linked with that surface liquid: common fog. 

The presence of fog provides the first direct evidence for the exchange of material between the surface and the atmosphere, and thus of an active hydrological cycle, which previously had only been known to exist on Earth. 

In a talk to be delivered December 18 at the American Geophysical Union's 2009 Fall Meeting in San Francisco, Brown, the Richard and Barbara Rosenberg Professor and professor of planetary astronomy, details evidence that Titan's south pole is spotted "more or less everywhere" with puddles of methane that give rise to sporadic layers of fog. (Technically, fog is just a cloud or bank of clouds that touch the ground). 

Brown and his colleagues also describe their findings in a recent paper published in The Astrophysical Journal Letters. 

The researchers made their discovery using data from the Visual and Infrared Mapping Spectrometer (VIMS) onboard the Cassini spacecraft, which has been observing Saturn's system for the past five years. 

The VIMS instrument provides "hyperspectral" imaging, covering a large swath of the visible and infrared spectrum. Brown and his colleagues—including Caltech undergraduate students Alex Smith and Clare Chen, who were working with Brown as part of a Summer Undergraduate Research Fellowship (SURF) project—searched public online archives to find all Cassini data collected over the moon's south pole from October 2006 through March 2007. They filtered the data to separate out features occurring at different depths in the atmosphere, ranging from 20 kilometers (12.4 miles) to .25 kilometers (820 feet) above the surface. Using other filters, they homed in on "bright" features caused by the scattering of light off small particles—such as the methane droplets present in clouds. 

In this way, they isolated clouds located about 750 meters (less than a half-mile) above the ground. These clouds did not extend into the higher altitudes—into the moon's troposphere, where regular clouds form. In other words, says Brown, they had found fog. 

"Fog—or clouds, or dew, or condensation in general—can form whenever air reaches about 100 percent humidity," Brown says. "There are two ways to get there. The first is obvious: add water (on Earth) or methane (on Titan) to the surrounding air. The second is much more common: make the air colder so it can hold less water (or liquid methane), and all of that excess needs to condense." 

This, he explains, is the same process that causes water droplets to form on the outside of a cool glass.

On Earth, this is the most common method of making fog, Brown says. "That fog you often see at sunrise hugging the ground is caused by ground-level air cooling overnight, to the point where it cannot hang onto its water. As the sun rises and the air heats, the fog goes away." 

Similarly, fog can form when wet air passes over cold ground; as the air cools, the water condenses. And mountain fog occurs when air gets pushed up the side of a mountain and cools, causing the water to condense. 

However, none of these mechanisms work on Titan. 

The reason is that Titan's muggy atmosphere takes a notoriously long time to cool (or warm). "If you were to turn the sun totally off, Titan's atmosphere would still take something like 100 years to cool down," Brown says. "Even the coldest parts of the surface are much too warm to ever cause fog to condense." 

Mountain fog is also out of the question, he adds. "A Titanian mountain would have to be about 15,000 feet high before the air would get cold enough to condense," he says. And yet the tallest mountains the moon could possibly carry (because of its fragile, icy crust) would be no more than 3000 feet high. 

The only possible way to make Titanian fog, then, is to add humidity to the air. And the only way to do that, Brown says, is by evaporating liquid—in this case, methane, the most common hydrocarbon on the moon, which exists in solid, liquid, and gaseous forms. 

Brown notes that evaporating methane on Titan "means it must have rained, and rain means streams and pools and erosion and geology. The presence of fog on Titan proves, for the first time, that the moon has a currently active methane hydrological cycle." 

The presence of fog also proves that the moon must be dotted with methane pools, Brown says. That's because any ground-level air, after becoming 100 percent humid and turning into fog, would instantly rise up into the atmosphere like a giant cumulus cloud. "The only way to make the fog stick around on the ground is to both add humidity and cool the air just a little," he explains. "The way to cool the air just a little is to have it in contact with something cold, like a pool of evaporating liquid methane." 

In addition to Smith and Chen, The Astrophysical Journal Letters paper, "Discovery of Fog at the South Pole of Titan," was coauthored by Máté Ádámkovics from the University of California, Berkeley. The work was funded by a grant from the National Science Foundation's Planetary Astronomy program. 

For more information about the discovery, go to Brown's blog at http://www.mikebrownsplanets.com/2009/08/fog-titan-titan-fog-and-peer-review.html.

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Kathy Svitil
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Caltech Scientists Explain Puzzling Lake Asymmetry on Titan

PASADENA, Calif.—Researchers at the California Institute of Technology (Caltech) suggest that the eccentricity of Saturn's orbit around the sun may be responsible for the unusually uneven distribution of lakes over the northern and southern polar regions of the planet’s largest moon, Titan. A paper describing the theory appears in the November 29th advance online edition of Nature Geoscience.

Saturn's oblong orbit around the sun exposes different parts of Titan to different amounts of sunlight, which affect the cycles of precipitation and evaporation in those areas. Similar variations in Earth's orbit also drive long-term ice-age cycles on our planet.

As revealed by Synthetic Aperture Radar (SAR) imaging data obtained by NASA's Cassini spacecraft, liquid methane and ethane lakes in Titan's northern high latitudes cover 20 times more area than lakes in the southern high latitudes. The Cassini data also show there are significantly more partially filled and now-empty lakes in the north. (In the radar data, smooth features—like the surfaces of lakes—appear as dark areas, while rougher features—such as the bottom of an empty lake—appear bright.) The asymmetry is not likely to be a statistical fluke because of the large amount of data collected by Cassini in its five years surveying Saturn and its moons.

Scientists initially considered the idea that "there is something inherently different about the northern polar region versus the south in terms of topography, such that liquid rains, drains, or infiltrates the ground more in one hemisphere," says Oded Aharonson, associate professor of planetary science at Caltech and lead author of the Nature Geoscience paper. However, Aharonson notes that there are no substantial known differences between the north and south regions to support this possibility.

Alternatively, the mechanism responsible for this regional dichotomy may be seasonal. One year on Titan lasts 29.5 Earth years. Every 15 Earth years, the seasons of Titan reverse, so that it becomes summer in one hemisphere and winter in the other. According to this seasonal variation hypothesis, methane rainfall and evaporation vary in different seasons—recently filling lakes in the north while drying lakes in the south.

The problem with this idea, Aharonson says, is that it accounts for decreases of about one meter per year in the depths of lakes in the summer hemisphere. But Titan's lakes are a few hundred meters deep on average, and wouldn't drain (or fill) in just 15 years.

In addition, seasonal variation can't account for the disparity between the hemispheres in the number of empty lakes. The north polar region has roughly three times as many dried-up lake basins as the south and seven times as many partially filled ones.

"How do you move the hole in the ground?" Aharonson asks. "The seasonal mechanism may be responsible for part of the global transport of liquid methane, but it's not the whole story."

A more plausible explanation, say Aharonson and his colleagues, is related to the eccentricity of the orbit of Saturn—and hence of Titan, its satellite—around the sun.

"We propose that, in this orbital configuration, the difference between evaporation and precipitation is not equal in opposite seasons, which means there is a net transport of methane from south to north," says Aharonson. This imbalance would lead to an accumulation of methane—and hence the formation of many more lakes—in the northern hemisphere.

This situation is only true right now, however. Over very long time scales of tens of thousands of years, Saturn's orbital parameters vary, at times causing Titan to be closer to the sun during its northern summer and farther away in southern summers, and producing a reverse in the net transport of methane. This should lead to a buildup of the hydrocarbon—and an abundance of lakes—in the southern hemisphere.

"Like Earth, Titan has tens-of-thousands-of-year variations in climate driven by orbital motions," Aharonson says. On Earth, these variations, known as Milankovitch cycles, are linked to changes in solar radiation, which affect the global redistribution of water in the form of glaciers, and are believed to be responsible for ice-age cycles.

"On Titan, there are long-term climate cycles in the global movement of methane that make lakes and carve lake basins. In both cases we find a record of the process embedded in the geology," he adds.

"We may have found an example of long-term climate change, analogous to Milankovitch climate cycles on Earth, on another object in the solar system," he says.

The paper, "Titan's Asymmetric Lake Distribution and its Potential Astronomical Evolution," was coauthored by Caltech graduate student Alexander G. Hayes; Jonathan I. Lunine of the Lunar and Planetary Laboratory; Ralph D. Lorenz of the Applied Physics Laboratory at the Johns Hopkins University; Michael D. Allison of the NASA Goddard Institute for Space Studies; and Charles Elachi, director of the Jet Propulsion Laboratory. The work was partially funded by the Cassini Project.

For more information, visit http://www.gps.caltech.edu/~oa/titanlakes.shtml.

 

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Kathy Svitil
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